Daniel Richmond is a registered investment advisor at Richmond Capital, based in Miami, FL, with 21 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 7 clients with $930K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Richmond Capital Advisors (RCA) charges a percentage of your account value annually for managing your investments. The specific percentage depends on the portfolio type you choose:
- Income Portfolio: 0.80%
- High Income Portfolio: 0.90%
- Income & Growth Portfolio: 1.00%
- Moderate Growth Portfolio: 1.10%
- Aggressive Growth Portfolio: 1.20%
- Multisector Equity Portfolio: 1.20%
Location
1450 Brickell Avenue, Suite 2900, Miami, FL, 33131
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Daniel is dually associated with affiliate RIA MORA Wealth Management and spends time proportionally between the broker-dealer and RIA. He is also the sole owner of Richmond Capital Advisors LLC, an online-only RIA, dedicating a few hours per week to it.
Employment History
Current Registrations
Richmond Capital
Boreal Capital Securities LLCBroker
Boreal Capital Management LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
UBS International INC.
UBS International INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.