David Warshaw
David Warshaw is a CFP, ChFC-designated registered investment advisor at The Wealthplan LLC, based in Great Neck, NY, with 20 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 133 clients with $74M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $3.0M | 0.90% |
| $3M+ | 0.75% |
Fees may be negotiable. The fixed annual fee may exceed 3% of the account value.
Fee Estimator
Location
60 Cutter Mill Road, Suite 100-G, Great Neck, NY, 11021
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2022Other Business ActivitiesSells Insurance
David works as an insurance agent for WealthPlan Risk Management LLC, selling life insurance, fixed annuities, and other fixed insurance products since 2003. This activity takes about 10-20% of his time.
Employment History
Current Registrations
The Wealthplan LLC
Previous Registrations
Blueprint Wealth Alliance, LLC
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.