Barry Lloyd Brauchi

CFP

Herndon Plant Oakley LTD

22 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingEstate PlanningRetirement PlanningHigh Net Worth

Herndon Plant Oakley LTD

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

6 advisors

Number of Clients

125 clients

Average Client Portfolio

$743K average

Assets Under Management

$92.9M

Fee Structure

Minimum Investment:$50K

Location

500 West 5th Street, Suite 1205, Austin, TX, 78701

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Oxbow Advisors, LLC

September 2016 - Present · 9 yrs 5 mos

Herndon Plant Oakley, LTD.Broker

September 2016 - Present · 9 yrs 5 mos

Previous Registrations

Purshe Kaplan Sterling InvestmentsBroker

May 2012 - September 2016 · 4 yrs 4 mos

Syntal Capital Partners, LLC

May 2012 - August 2016 · 4 yrs 3 mos

Merrill Lynch, Pierce, Fenner & Smith Incorporated

April 2004 - May 2012 · 8 yrs 1 mo

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

November 2003 - May 2012 · 8 yrs 6 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.