Barry Brauchi is a CFP-designated registered investment advisor at Herndon Plant Oakley LTD, based in Austin, TX, with 22 years of industry experience. Barry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 95 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
HPO charges a percentage of your portfolio's value each quarter. The annual rate depends on the type of account and the amount you invest. These fees are negotiable.
Equity and Balanced Accounts:
- $500,000 - $1,000,000: 1.50%
- $1,000,001 - $5,000,000: 1.00%
- $5,000,001 - $15,000,000: 0.75%
- $15,000,001 - $50,000,000: 0.50%
Fixed Income - Conservative Strategy:
- $100,000 - $250,000: 0.50%
- $250,001 - $1,000,000: 0.40%
- $1,000,001 - $15,000,000: 0.25%
- $15,000,001 - $50,000,000: 0.10%
Mutual Fund Advisory Accounts:
Income Portfolios
- First $500,000: 0.50%
- $500,001 - $1,000,000: 0.40%
- $1,000,001 +: 0.25%
Growth & Income Portfolios
- First $500,000: 1.00%
- $500,001 - $1,000,000: 0.75%
- $1,000,001 +: 0.50%
Growth Portfolios
- First $500,000: 1.00%
- $500,001 - $1,000,000: 0.75%
- $1,000,001 +: 0.50%
Location
200 West 6th Street, Suite 1920, Austin, TX, 78701
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Oxbow Advisors, LLC
Herndon Plant Oakley, LTD.Broker
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Syntal Capital Partners, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.