TrueAdvisor
TrueAdvisor
SA
SA

Steven C Azzato

Financial Northeastern Securities, INC.
20 Years of Experience
Broker
View SEC Summary
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Areas of Practice
Investment Management
Financial Northeastern Securities, INC.
Compensation
Fee-Only (AUM)
Firm Size
9 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Location

100 Passaic Avenue, Fairfield, NJ, 07004

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Financial Northeastern Securities, INC.
February 2024 - Present · 2 yrs
Financial Northeastern Securities, INC.Broker
March 2009 - Present · 16 yrs 11 mos
Previous Registrations
Wachovia Securities, LLCBroker
January 2006 - February 2009 · 3 yrs 1 mo
The Gms Group, LLCBroker
February 2005 - July 2005 · 5 mos
State Registrations29 states
AZCACOCTDCDEFLGAHIIAILINLAMAMDMINCNDNENJNYOHPATNTXVTVirgin IslandsWIWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.