TrueAdvisor
TrueAdvisor
SB
CFP
SB
CFP

Sean Oliver Buxton

Integrity Alliance, LLC
21 Years of Experience
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement Planning
Integrity Alliance, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
425 advisors
Number of Clients
14,148 clients
Average Client Portfolio
$170K average
Assets Under Management
$2.4B

Fee Structure

Minimum Investment:None

Location

459 Monterey Ave, Los Gatos, CA, 95030

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History

Regulatory History (1)
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Criminal
October 2000
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Sean is involved in several outside business activities. He sells insurance products (life) through Baer & Bunger Financial and Insurance Services, LLC, dedicating minimal time. Sean also works full-time at Legacy Capital Group California doing fee-based financial planning and asset management, and serves as a board member for GMW Associates, spending minimal time.

Employment History
Current Registrations
Integrity Alliance, LLC.Broker
November 2025 - Present · 3 mos
Legacy Capital Group California, INC.
March 2014 - Present · 11 yrs 11 mos
Previous Registrations
React Investment Solutions, LLC
February 2022 - December 2023 · 1 yr 10 mos
Lion Street Financial, LLCBroker
March 2015 - November 2025 · 10 yrs 8 mos
NFP Advisor Services, LLCBroker
September 2014 - January 2015 · 4 mos
Beacon Pointe Wealth Advisors, LLC
September 2011 - February 2014 · 2 yrs 5 mos
Excelcia Financial Group, LTD.
January 2011 - October 2011 · 9 mos
Berthel, Fisher & Company Financial Services, INC.Broker
May 2010 - December 2010 · 7 mos
Berthel Fisher & Company Financial Services, INC.
May 2010 - December 2010 · 7 mos
Afa Advisor Services LLC
February 2008 - April 2010 · 2 yrs 2 mos
Afa Financial Group, LLCBroker
February 2008 - April 2010 · 2 yrs 2 mos
Primesolutions Securities, INC.Broker
July 2006 - March 2008 · 1 yr 8 mos
Prime Solutions Securities, INC.
July 2006 - March 2008 · 1 yr 8 mos
Private Consulting Group, INC.Broker
September 2004 - June 2006 · 1 yr 9 mos
Private Consulting Group, INC.
September 2004 - June 2006 · 1 yr 9 mos
American Express Financial Advisors INC.Broker
February 2004 - August 2004 · 6 mos
Ids Life Insurance CompanyBroker
February 2004 - August 2004 · 6 mos
American Express Financial Advisors, INC.
December 2003 - August 2004 · 8 mos
State Registrations6 states
AZCAFLMTWAWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.