Brandon Grundy
Brandon Grundy is a CFP-designated registered investment advisor at Ridgeview Financial Planning, based in Santa Rosa, CA, with 19 years of industry experience. Brandon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 2 more. Their firm serves 130 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.00% |
| $1M+ | 0.50% |
Fees may be discounted at the discretion of the firm but are not negotiable.
Fee Estimator
Location
1955 Cleveland Avenue, Suite 107, Santa Rosa, CA, 95401
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2009Employment History
Current Registrations
Ridgeview Financial Planning
Previous Registrations
Charles Schwab & CO., INC.
Cuso Financial Services, L.P.
Merrill Lynch Pierce Fenner & Smith INC.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
Brandon Grundy is the founder and Principal of Ridgeview Financial Planning. He has over ten years of experience within the financial services industry, managing investments for clients and helping them plan their financial future. During this time he has worked for brokerage firms, conducted workshops, and worked with a variety of clients. Brandon has a passion for planning and investment management and felt compelled to start Ridgeview Financial Planning after growing frustrated with the state of the financial services industry. The balance had shifted too far away from clients so Brandon decided to do something about it.