Ralph Metz
Ralph Metz is a registered investment advisor at Spartan Capital Private Wealth Management LLC, based in New York, NY, with 21 years of industry experience. Ralph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 20 clients with $6.7M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SCPWM charges an annual fee for portfolio management services, ranging from 0.50% to 2.50% of the market value of your assets. The specific fee depends on the value of your assets, the complexity of services provided, and the level of administration requested. Fees are billed quarterly in advance. The advisory fee is negotiable based on individual client circumstances. SCPWM may combine account values of family members to determine the applicable advisory fee.
Location
45 Broadway, 19th Floor, New York, NY, 10006
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2018Criminal
February 2014Other Business Activities
Ralph is an investor in his brother's CrossFit gym, holding a 22% ownership stake. He is also registered with affiliate Spartan Capital Private Wealth Management.
Employment History
Current Registrations
Spartan Capital Private Wealth Management LLC
Spartan Capital Securities, LLCBroker
Previous Registrations
Spartan Capital Private Wealth Management LLC
National Securities CorporationBroker
Casimir Capital L.P.Broker
Waddell & Reed, INC.Broker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.