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Andrew Keller

22 Years of Experience
Houston, TX
1 DisclosureBrokerSells Insurance

Andrew Keller is a registered investment advisor, based in Houston, TX, with 22 years of industry experience.

Location

2925 Richmond Avenue, Suite 425, Houston, TX, 77098

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History

Regulatory History (1)
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Customer Dispute
February 2024
Closed-No Action
Other Business ActivitiesSells Insurance

Andrew is a managing director at Inscription Capital, dedicating nearly full-time hours to monitoring client accounts and performing client reviews. He also works as an agent for two independent insurance agencies, providing fixed insurance advice, and serves as a board member for Trotter YMCA, dedicating minimal time to each.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
November 2023 - Present · 2 yrs 5 mos
Inscription Capital, LLC
September 2023 - Present · 2 yrs 7 mos
Previous Registrations
Intrua Financial
October 2015 - September 2023 · 7 yrs 11 mos
LPL Financial LLC
July 2003 - October 2020 · 17 yrs 3 mos
LPL Financial LLCBroker
July 2003 - October 2023 · 20 yrs 3 mos
State Registrations4 states
CAKSMOTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.