Andres Peterson

Independent Financial Group, LLC

22 Years of Experience

3 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment Management

Independent Financial Group, LLC

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

527 advisors

Number of Clients

44,045 clients

Average Client Portfolio

$257K average

Assets Under Management

$11.3B

Fee Structure

Minimum Investment:$2K

Financial Planning:Investment management only

Location

219 N. Defiance Street, Archbold, OH, 43502

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

May 2021

Judgment / Lien

April 2018

Judgment / Lien

August 2016

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Andres is an agent/representative for CIG Financial Services, selling term life insurance since 2009, dedicating minimal time to this. He is also an agent/representative for 724 Capital, LLC, a registered investment advisor, dedicating full-time hours to this role since 2022.