MT
MT

Matthew Thompson

22 Years of Experience
Broker

Matthew Thompson is a registered investment advisor at Piper Sandler & CO., based in Leawood, KS, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2 clients with $2B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23 advisors
IM Fee
Planning only
Assets Under Management
$2.0B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

11635 Rosewood Street, Leawood, KS, 66211

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Matthew owns rental property through Cane Properties, LLC. He spends a few hours per week on this activity, none during trading hours.

Employment History
Current Registrations
Piper Sandler & CO.
August 2016 - Present · 9 yrs 8 mos
Piper Sandler & CO.Broker
December 2003 - Present · 22 yrs 4 mos
Previous Registrations
Piper Jaffray Investment Management, LLC
April 2012 - August 2016 · 4 yrs 4 mos
Fiduciary Asset Management INC.
September 2010 - April 2012 · 1 yr 7 mos
Country Club Financial Services, INC.Broker
October 2003 - December 2003 · 2 mos
State Registrations25 states
ALARCACODCDEFLGAIAILINKSMIMNMONDNENMNVNYOKSCTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.