Aaron Christopher Wartes

Raymond James Financial Services Advisors, INC

22 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment Management

Raymond James Financial Services Advisors, INC

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

6151 advisors

Number of Clients

481,566 clients

Average Client Portfolio

$716K average

Assets Under Management

$344.9B

Fee Structure

Minimum Investment:$25K

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $1.0M	2.25%
$1.0M - $2.0M	2.00%
$2.0M - $5.0M	1.75%
$5.0M - $10.0M	1.50%
$10M+	1.25%

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

1604 Hewitt Ave Ste 311, Everett, WA, 98201

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

September 2018

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Aaron owns rental real estate property since 2022 with his wife. He spends a few hours per week maintaining the property and finding renters.

Employment History

Current Registrations

Raymond James Financial Services Advisors, INC

January 2022 - Present · 4 yrs 1 mo

Raymond James Financial Services, INC.Broker

January 2022 - Present · 4 yrs 1 mo

Previous Registrations

Morgan Stanley

March 2013 - January 2022 · 8 yrs 10 mos

Morgan StanleyBroker

March 2013 - January 2022 · 8 yrs 10 mos

Edward Jones

March 2007 - April 2013 · 6 yrs 1 mo

Edward JonesBroker

August 2003 - April 2013 · 9 yrs 8 mos

State Registrations26 states

AKAZCACOCTDCFLIDKSMAMIMOMSMTNCNJNMNVNYORPASCSDTXWAWI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.