Aaron Wartes is a registered investment advisor, based in Everett, WA, with 22 years of industry experience.
Location
1604 Hewitt Ave Ste 311, Everett, WA, 98201
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Regulatory History (1)
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Customer Dispute
September 2018Settled
Other Business Activities
Aaron owns rental real estate property since 2022 with his wife. He spends a few hours per week maintaining the property and finding renters.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
January 2022 - Present · 4 yrs 3 mos
Raymond James Financial Services Advisors, INC
January 2022 - Present · 4 yrs 3 mos
Previous Registrations
Morgan StanleyBroker
March 2013 - January 2022 · 8 yrs 10 mos
Morgan Stanley
March 2013 - January 2022 · 8 yrs 10 mos
Edward Jones
March 2007 - April 2013 · 6 yrs 1 mo
Edward JonesBroker
August 2003 - April 2013 · 9 yrs 8 mos
State Registrations27 states
AKAZCACOCTDCFLIDILKSMAMIMOMSMTNCNJNMNVNYORPASCSDTXWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.