AH
AH

Adam L Hayes

20 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
672 advisors
Number of Clients
66,488 clients
Average Client Portfolio
$544K average
Assets Under Management
$36.2B

Fee Structure

Minimum Investment:$5K
Financial Planning:Investment management only
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Location

115 Canopy Street, Suite 400, Lincoln, NE, 68508

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam is a manager for Camp Sota, LLC (family owned) since 2012, and manager/owner of TDH Legacy, LLC (real estate) since 2017, dedicating minimal time annually. He also serves as a volunteer board member for Madonna Foundation and an advisory board member for Five Points Bank, and is an assistant manager for Haylando, LLC, all requiring minimal time.

Employment History
Current Registrations
D.A. Davidson & CO.
July 2016 - Present · 9 yrs 7 mos
D.A. Davidson & CO.Broker
July 2016 - Present · 9 yrs 7 mos
Previous Registrations
Smith Hayes Advisers INC
August 2005 - July 2016 · 10 yrs 11 mos
Smith Hayes Financial Services CorporationBroker
May 2005 - July 2016 · 11 yrs 2 mos
State Registrations36 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.