AH
AH

Adam Hayes

20 Years of Experience
Broker

Adam Hayes is a registered investment advisor at D.A. Davidson & CO., based in Lincoln, NE, with 20 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

115 Canopy Street, Suite 400, Lincoln, NE, 68508

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Adam is a manager for Camp Sota, LLC (family owned) since 2012, and manager/owner of TDH Legacy, LLC (real estate) since 2017, dedicating minimal time annually. He also serves as a volunteer board member for Madonna Foundation and an advisory board member for Five Points Bank, and is an assistant manager for Haylando, LLC, all requiring minimal time.

Employment History
Current Registrations
D.A. Davidson & CO.
July 2016 - Present · 9 yrs 9 mos
D.A. Davidson & CO.Broker
July 2016 - Present · 9 yrs 9 mos
Previous Registrations
Smith Hayes Advisers INC
August 2005 - July 2016 · 10 yrs 11 mos
Smith Hayes Financial Services CorporationBroker
May 2005 - July 2016 · 11 yrs 2 mos
State Registrations36 states
AKALAZCACOFLGAHIIAIDILINKSMAMEMIMNMOMTNCNENJNMNVNYOHORSCSDTNTXUTVAWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Adam Hayes - Financial Advisor | TrueAdvisor