Daniel Penrose is a registered investment advisor at Clearbridge Investments, LLC, based in New York, NY, with 21 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Socially Responsible Investing. Their firm serves 124,530 clients with $180B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $25.0M | 0.75% |
| $25.0M - $50.0M | 0.65% |
| $50.0M - $100.0M | 0.55% |
| $100M+ | 0.45% |
Fee schedule is for All Cap Growth, All Cap Growth ESG and Growth strategies. Fees are subject to negotiation and may vary. Minimum account size is $5 million, which may be waived.
Fee Estimator
Location
One Madison Avenue, 18th Floor, New York, NY, 10010
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Daniel owns rental property in Gulf Shores, Alabama since 2016. He spends minimal time on this activity.
Employment History
Current Registrations
Clearbridge Investments, LLC
Franklin Distributors, LLC
Franklin Distributors, LLCBroker
Previous Registrations
Franklin/templeton Distributors, INC.Broker
Lockwood Advisors INC
Bny Mellon Managed Investments, INC.
Persimmon Securities, INC.Broker
Suntrust Securities, INC.Broker
State Registrations53 states
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