TrueAdvisor
TrueAdvisor
AS
AS

Aaron David Schmiedel

Raymond James & Associates, INC.
14 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
5579 advisors
Number of Clients
507,212 clients
Average Client Portfolio
$855K average
Assets Under Management
$433.8B

Fee Structure

Minimum Investment:$5K

Location

4643 South Ulster Street, Suite 1350, Denver, CO, 80237

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
June 2023 - Present · 2 yrs 8 mos
Raymond James & Associates, INC.
June 2023 - Present · 2 yrs 8 mos
Raymond James & Associates, INC.Broker
June 2023 - Present · 2 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2016 - June 2023 · 6 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
July 2016 - June 2023 · 6 yrs 11 mos
Fifth Third Securities, INC.
March 2016 - July 2016 · 4 mos
Fifth Third Securities, INC.Broker
March 2016 - July 2016 · 4 mos
Harbour Wealth Partners, INC.
November 2014 - March 2016 · 1 yr 4 mos
LPL Financial LLC
February 2012 - March 2016 · 4 yrs 1 mo
LPL Financial LLCBroker
November 2011 - March 2016 · 4 yrs 4 mos
Pfic Securities CorporationBroker
June 2003 - July 2003 · 1 mo
State Registrations12 states
AZCACOFLIAKSMONJNMOHPAUT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.