Sonia Mintun is a CFA-designated registered investment advisor, based in Mayfield Heights, OH, with 21 years of industry experience.
Location
6060 Parkland Boulevard, Suite 200, Mayfield Heights, OH, 44124
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Inverness Securities, LLC
January 2016 - Present · 10 yrs 3 mos
Inverness Securities, LLCBroker
January 2016 - Present · 10 yrs 3 mos
Ancora Advisors LLC
February 2010 - Present · 16 yrs 2 mos
Previous Registrations
Safeguard Securities, INC.Broker
April 2013 - December 2015 · 2 yrs 8 mos
Ancora Securities, INC.Broker
May 2010 - April 2013 · 2 yrs 11 mos
First Fiduciary Investment Counsel INC
April 2004 - November 2011 · 7 yrs 7 mos
State Registrations1 state
OH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.