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Craig Alan Rottman

Secure Asset Management, L.L.C.
22 Years of Experience
1 DisclosureBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & Coaching
Secure Asset Management, L.L.C.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
51 advisors
Number of Clients
4,714 clients
Average Client Portfolio
$189K average
Assets Under Management
$890.0M

Fee Structure

Minimum Investment:None

Location

1220 28th Avenue North, Fargo, ND, 58102

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2024
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Craig is involved in several outside business activities. He works with Classic Asset Management, serves on a certification committee for seminary candidates, is a managing member and board member of Classic Holdings, LLC, and is an Investment Advisor Representative with Secure Asset Management.

Employment History
Current Registrations
Secure Asset Management, L.L.C.
March 2024 - Present · 1 yr 11 mos
Aurora Securities
March 2024 - Present · 1 yr 11 mos
Aurora SecuritiesBroker
March 2024 - Present · 1 yr 11 mos
Financial Strategies Group
July 2006 - Present · 19 yrs 7 mos
Previous Registrations
Classic, LLCBroker
November 2012 - April 2024 · 11 yrs 5 mos
Northstar Financial Partners, INC.Broker
January 2010 - December 2012 · 2 yrs 11 mos
Fintegra, LLCBroker
October 2007 - December 2009 · 2 yrs 2 mos
Questar Asset Management, INC.
January 2005 - October 2007 · 2 yrs 9 mos
Questar Capital Corporation
June 2003 - December 2005 · 2 yrs 6 mos
Questar Capital CorporationBroker
June 2003 - October 2007 · 4 yrs 4 mos
State Registrations13 states
AZCACOKSMIMNMTNCNDNVTXWIWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Craig Alan Rottman - Financial Advisor | TrueAdvisor