Albert Wheeler is a registered investment advisor at Janney Montgomery Scott LLC, based in Raleigh, NC, with 56 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.
Compensation
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Number of Clients
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Fee Structure
Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.
Location
4140 Parklake Avenue, Glenlake One, Suite 300, Raleigh, NC, 27612
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Regulatory History (1)
Customer Dispute
December 1998Employment History
Current Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Previous Registrations
Smith Barney, Harris Upham & CO., IncorporatedBroker
Thomson Mckinnon Securities INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.