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Albert Howard Wheeler
Janney Montgomery Scott LLC
55 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Janney Montgomery Scott LLC
Compensation
Commission-Based
Fee-Only (AUM)
Fixed/Hourly
Firm Size
1299 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B
Fee Structure
Minimum Investment:
$5K
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Location
4140 Parklake Avenue, Glenlake One, Suite 300, Raleigh, NC, 27612
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History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Customer Dispute
December 1998
Award / Judgment
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Janney Montgomery Scott LLC
July 2006 - Present · 19 yrs 7 mos
Janney Montgomery Scott LLC
Broker
October 1982 - Present · 43 yrs 4 mos
Previous Registrations
Smith Barney, Harris Upham & CO., Incorporated
Broker
June 1975 - October 1982 · 7 yrs 4 mos
Thomson Mckinnon Securities INC.
Broker
February 1970 - June 1975 · 5 yrs 4 mos
State Registrations
22 states
CA
CO
CT
DC
DE
FL
GA
LA
MA
MD
ME
MN
NC
NH
NJ
NY
OH
PA
SC
TX
VA
VT
Advisor
Broker
Both
Exams
No exam information available for this advisor.