Barton Reid Warren

Mwa Financial Services, INC.

22 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Mwa Financial Services, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

145 advisors

Number of Clients

2,298 clients

Average Client Portfolio

$164K average

Assets Under Management

$376.9M

Fee Structure

Location

160 S Municipal Dr, Suite 101, Sugar Grove, IL, 60554

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Mwa Financial Services, INC.

June 2020 - Present · 5 yrs 8 mos

Mwa Financial Services INC.Broker

January 2009 - Present · 17 yrs 1 mo

Previous Registrations

Country Capital Management CompanyBroker

April 2003 - November 2008 · 5 yrs 7 mos

State Registrations9 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.