EH
EH

Erik R Holt

21 Years of Experience
BrokerSells Insurance
Areas of Practice
Financial Planning & CoachingInvestment ManagementRetirement PlanningEstate PlanningBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
116 advisors
Number of Clients
679 clients
Average Client Portfolio
$483K average
Assets Under Management
$327.9M

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M2.50%
$1M+2.25%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Loading...

Location

Frederick, MD

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Erik is an insurance agent helping clients with life, health, and disability insurance needs, spending minimal time on this. He also operates under the DBA Evergreen Financial Group, marketing insurance products and managing its books, dedicating about 10-20% of his time. Finally, Erik is an investment advisor representative with Independent Wealth Network, spending nearly full-time managing investment accounts and communicating with clients.

Employment History
Current Registrations
Emerson Equity LLCBroker
January 2024 - Present · 2 yrs 1 mo
Independent Wealth Network, INC.
January 2018 - Present · 8 yrs 1 mo
Previous Registrations
Brokers International Financial Services, LLC.Broker
January 2018 - January 2024 · 6 yrs
Investment Advisors CORP
May 2008 - December 2017 · 9 yrs 7 mos
Broker Dealer Financial Services CORP.Broker
April 2008 - December 2017 · 9 yrs 8 mos
Park Avenue Securities LLC
March 2005 - May 2008 · 3 yrs 2 mos
Park Avenue Securities LLCBroker
February 2005 - May 2008 · 3 yrs 3 mos
Merrill Lynch Pierce Fenner & Smith INC.
October 2004 - February 2005 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2004 - February 2005 · 4 mos
Morgan Stanley
September 2004 - September 2004 · 0 mos
Morgan Stanley Dw INC.Broker
June 2004 - September 2004 · 3 mos
State Registrations13 states
CACOFLGAMDMINCNYPAVAWAWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.