Bradley S Lay

Stonex Advisors INC.

22 Years of Experience

2 DisclosuresBroker

View SEC Summary

Areas of Practice

Retirement PlanningFinancial Planning & CoachingInvestment ManagementEstate Planning

Stonex Advisors INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

250 advisors

Number of Clients

9,894 clients

Average Client Portfolio

$456K average

Assets Under Management

$4.5B

Fee Structure

Minimum Annual Fee:$200

Location

2 Perimeter Park South, Suite 500 West, Birmingham, AL, 35243

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History

Regulatory History (2)

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Regulatory

December 2021

Final

Employment Separation After Allegations

August 2019

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Other Business Activities

Bradley owns Mirror Consulting, a business consulting firm focused on team dynamics and efficiency, dedicating about 10-20% of his time. He is also a partner at Oak Crest Financial Partners, a DBA for his StoneX business, which takes nearly full-time hours.

Employment History

Current Registrations

Stonex Advisors INC.

September 2019 - Present · 6 yrs 5 mos

Stonex Securities INC.Broker

September 2019 - Present · 6 yrs 5 mos

Previous Registrations

Raymond James & Associates, INC.

February 2013 - September 2019 · 6 yrs 7 mos

Raymond James & Associates, INC.Broker

February 2013 - September 2019 · 6 yrs 7 mos

Morgan Keegan & Company, INC.

February 2007 - February 2013 · 6 yrs

Morgan Keegan & Company, INC.Broker

February 2007 - February 2013 · 6 yrs

Amsouth Investment Management Company LLC

February 2004 - February 2007 · 3 yrs

Amsouth Investment Services, INC.Broker

April 2003 - February 2007 · 3 yrs 10 mos

State Registrations6 states

ARDEFLLATNTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.