AC
AC

Andrew Combs

21 Years of Experience
Broker

Andrew Combs is a registered investment advisor at Nuveen Asset Management, LLC, based in Chicago, IL, with 21 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 71,370 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
263 advisors
Number of Clients
71,370 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$259.9B

Fee Structure

Investment management only (planning not offered)

Nuveen Asset Management (NAM) manages investments for institutional clients and individuals through managed account programs. Fees are based on a percentage of the assets managed. The specific fees vary depending on the type of client, the asset class, and the size of the account. Fees and minimum account sizes are negotiable. Some existing clients may pay different fees than new clients. NAM may invest client assets in affiliated funds, and may waive investment advisory fees on the assets invested in such affiliated funds.

Loading...

Location

333 West Wacker Drive, Chicago, IL, 60606

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Andrew is a member of the Board of Trustees for the Detroit Chapter of the Society of Financial Services Professionals. He attends quarterly board meetings, paying annual dues, and dedicates minimal time to this activity.

Employment History
Current Registrations
Nuveen Asset Management, LLC
May 2015 - Present · 10 yrs 11 mos
Nuveen Securities, LLC
May 2015 - Present · 10 yrs 11 mos
Nuveen Securities, LLCBroker
May 2015 - Present · 10 yrs 11 mos
Previous Registrations
Incapital Insurance Services, LLCBroker
August 2014 - May 2015 · 9 mos
Incapital LLCBroker
August 2014 - May 2015 · 9 mos
J.P. Morgan Securities LLCBroker
May 2012 - August 2014 · 2 yrs 3 mos
William Blair & Company L.L.C.
June 2011 - May 2012 · 11 mos
William Blair & Company L.L.C.Broker
June 2011 - May 2012 · 11 mos
Van Kampen Advisors INC
January 2005 - June 2010 · 5 yrs 5 mos
Van Kampen Funds INC.Broker
June 2003 - June 2010 · 7 yrs
Scudder Distributors, INC.Broker
March 2003 - May 2003 · 2 mos
State Registrations3 states
ILMIOH
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.