AC
AC

Andrew Michael Combs

21 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
262 advisors
Number of Clients
71,370 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$259.9B

Fee Structure

Financial Planning:Investment management only
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Location

333 West Wacker Drive, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew is a member of the Board of Trustees for the Detroit Chapter of the Society of Financial Services Professionals. He attends quarterly board meetings, paying annual dues, and dedicates minimal time to this activity.

Employment History
Current Registrations
Nuveen Asset Management, LLC
May 2015 - Present · 10 yrs 9 mos
Nuveen Securities, LLC
May 2015 - Present · 10 yrs 9 mos
Nuveen Securities, LLCBroker
May 2015 - Present · 10 yrs 9 mos
Previous Registrations
Incapital Insurance Services, LLCBroker
August 2014 - May 2015 · 9 mos
Incapital LLCBroker
August 2014 - May 2015 · 9 mos
J.P. Morgan Securities LLCBroker
May 2012 - August 2014 · 2 yrs 3 mos
William Blair & Company L.L.C.
June 2011 - May 2012 · 11 mos
William Blair & Company L.L.C.Broker
June 2011 - May 2012 · 11 mos
Van Kampen Advisors INC
January 2005 - June 2010 · 5 yrs 5 mos
Van Kampen Funds INC.Broker
June 2003 - June 2010 · 7 yrs
Scudder Distributors, INC.Broker
March 2003 - May 2003 · 2 mos
State Registrations3 states
ILMIOH
AdvisorBroker
Exams
No exam information available for this advisor.