Areas of Practice
Investment ManagementRetirement Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
531 advisors
Number of Clients
26,942 clients
Average Client Portfolio
$395K average
Assets Under Management
$10.6B

Fee Structure

Minimum Investment:$10K
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Location

7465 Sr 366, Ste A, Huntsville, OH, 43324

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Amy is an agent selling non-variable insurance since 2003. She is also an associate with Clark Financial Group, a DBA name for marketing purposes only, since 2016.

Employment History
Current Registrations
Previous Registrations
The Huntington Investment CompanyBroker
May 2006 - June 2016 · 10 yrs 1 mo
The Huntington Investment Company
May 2006 - June 2016 · 10 yrs 1 mo
Chase Investment Services CORP.Broker
July 2005 - January 2006 · 6 mos
Chase Investment Services CORP.
July 2005 - January 2006 · 6 mos
Banc One Securities Corporation
January 2005 - July 2005 · 6 mos
Banc One Securities CorporationBroker
January 2005 - July 2005 · 6 mos
Prudential Financial Planning Services
November 2003 - January 2005 · 1 yr 2 mos
Pruco Securities, LLC.Broker
February 2003 - January 2005 · 1 yr 11 mos
State Registrations5 states
FLGAINNCOH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.