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Adam B Duff

22 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
4677 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Minimum Investment:$5K
Financial Planning:Investment management only
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Location

3949 South Atherton Street, State College, PA, 16801

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Adam is an agent selling individual life, health, group life, group health, and fixed annuities since 2016. He dedicates a few hours per week to this activity.

Employment History
Current Registrations
MML Investors Services, LLC
November 2007 - Present · 18 yrs 3 mos
MML Investors Services, LLCBroker
January 2005 - Present · 21 yrs 1 mo
Previous Registrations
Wienken & Associates, LTD.
February 2006 - December 2006 · 10 mos
Northwestern Mutual Investment Services, LLCBroker
April 2003 - December 2004 · 1 yr 8 mos
State Registrations29 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.