Catherine Pinkas is a registered investment advisor at Simplicity Wealth, based in Summit, NJ, with 23 years of industry experience. Catherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 5,619 clients with $3.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Simplicity Wealth's fees are based on a percentage of your assets under management, ranging from 0.10% to 2.00%. The specific fee depends on the services selected by your advisor. The fees cover investment management, research, monitoring, and other operational services. Additional fees may include model manager fees, custodial fees, and transaction fees. Simplicity Wealth also offers proprietary model portfolios.
Location
475 Springfield Ave., Suite #1, Summit, NJ, 07901
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Catherine is a part-time instructor at the University of California Berkeley and Chabot College. She is also an independent insurance agent and an owner/financial advisor at Sage Financial Network, where she sells securities, insurance, and annuities full-time.
Employment History
Current Registrations
Simplicity Wealth
Previous Registrations
The Leaders Group, INC.Broker
Lifepro Asset Management
Fsc Securities Corporation
Fsc Securities CorporationBroker
LPL Financial Corporation
LPL Financial CorporationBroker
Fsc Securities CorporationBroker
Fsc Securities Corporation
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
Edward Jones
Edward JonesBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.