Adam J Rutstein

Bankers Life Advisory Services, INC.

9 Years of Experience

8 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment Management

Bankers Life Advisory Services, INC.

Compensation

Fee-Only (AUM)

Firm Size

440 advisors

Number of Clients

11,822 clients

Average Client Portfolio

$164K average

Assets Under Management

$1.9B

Fee Structure

Minimum Investment:$5K

Financial Planning:Investment management only

Location

303 E. Wacker Drive, 5th Fl, Chicago, IL, 60601

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History

Regulatory History (8)

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Customer Dispute

August 2025

Denied

Customer Dispute

September 2020

Settled

Customer Dispute

February 2020

Denied

Customer Dispute

July 2019

Settled

Regulatory

December 2016

Final

Regulatory

October 2015

Final

Employment Separation After Allegations

November 2009

Regulatory

January 2009

Final

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Adam is an agent for Bankers Life and Casualty Company, selling insurance products including life, health, and annuities, dedicating about a quarter of his time. He also has several other business ventures including real estate rental, a sports bar, a car wash, and vending machines, all requiring minimal time commitment.

Employment History

Current Registrations

Bankers Life Advisory Services, INC.

September 2019 - Present · 6 yrs 5 mos

Bankers Life Securities, INC.Broker

August 2017 - Present · 8 yrs 6 mos

Previous Registrations

Uvest Financial Services Group, INC.Broker

July 2008 - December 2009 · 1 yr 5 mos

State Registrations13 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.