Caleb Svoboda
Caleb Svoboda is a registered investment advisor at Hbw Advisory Services LLC, based in Simi Valley, CA, with 22 years of industry experience. Caleb operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 13,864 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
HBW Advisory Services charges an annual fee based on a percentage of the assets they manage for you, but the brochure does not specify the exact percentage. The fee is determined by factors like the amount you invest, the complexity of your investments, and your financial goals. The fee is typically paid quarterly. HBW also has an online portfolio management platform with fees up to 1.50% annually.
Location
2655 1st Street, Suite 250, Simi Valley, CA, 93065
Get directionsHistory
Regulatory History (1)
Civil Bond
May 2003Other Business ActivitiesSells Insurance
Caleb sells life, disability, and long-term care insurance as an insurance agent with various companies. He also operates under the DBA Winfield Wealth Advisors LLC as a financial planner, dedicating about a quarter of his time to this.
Employment History
Current Registrations
Hbw Advisory Services LLC
Previous Registrations
Cetera Advisor Networks LLCBroker
Hbw Securities LLCBroker
Foreside Funds Distributors LLCBroker
Aston Funds Distributors, INC.Broker
Scudder Distributors, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.