Dennis Chung Kuo Ku

Sb Advisory, LLC

21 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Retirement PlanningEstate PlanningFinancial Planning & CoachingInvestment ManagementHigh Net WorthBusiness Owners

Sb Advisory, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

31 advisors

Number of Clients

1,045 clients

Average Client Portfolio

$274K average

Assets Under Management

$285.9M

Fee Structure

Minimum Investment:None

Location

Lewis Center, OH

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History

Regulatory History (1)

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Employment Separation After Allegations

October 2021

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Other Business ActivitiesSells Insurance

Dennis owns an insurance brokerage under the DBA Dennis Ku, focusing on multi-line insurance sales and service since 2021. This activity takes about 10-20% of his time, with approximately 8 hours per month dedicated to trading.

Employment History

Current Registrations

Sb Advisory, LLC

December 2021 - Present · 4 yrs 2 mos

San Blas Securities LLCBroker

November 2021 - Present · 4 yrs 3 mos

San Blas Securities LLC

November 2021 - Present · 4 yrs 3 mos

Previous Registrations

Hornor, Townsend & Kent, LLC

March 2019 - October 2021 · 2 yrs 7 mos

Hornor, Townsend & Kent, LLCBroker

January 2019 - October 2021 · 2 yrs 9 mos

Bankers Life Advisory Services, INC.

November 2018 - January 2019 · 2 mos

Bankers Life Securities, INC.Broker

May 2016 - January 2019 · 2 yrs 8 mos

Proequities, INC.Broker

June 2010 - May 2016 · 5 yrs 11 mos

Uvest Financial Services Group, INC.Broker

July 2007 - May 2010 · 2 yrs 10 mos

Allstate Financial Services, LLCBroker

January 2006 - May 2007 · 1 yr 4 mos

Foresters Equity Services, INC.Broker

January 2003 - July 2004 · 1 yr 6 mos

State Registrations13 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.