Dennis Ku is a registered investment advisor at Sb Advisory, LLC, based in Lewis Center, OH, with 21 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,574 clients with $400M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.50% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2.0M - $5.0M | 1.50% |
| $5M+ | 1.25% |
Fees are negotiable. For Advisor Choice Program/AssetMark Programs/Brinker Capital, clients will be charged the money manager's fee schedule plus an additional negotiable fee of up to 1.25% to SB Advisory. Total fees do not exceed 2.50% of assets under management. For Flexible Plan Investments, the total advisory fee will not exceed 1.5% annually.
Fee Estimator
Location
Lewis Center, OH
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
October 2021Other Business ActivitiesSells Insurance
Dennis owns an insurance brokerage under the DBA Dennis Ku, focusing on multi-line insurance sales and service since 2021. This activity takes about 10-20% of his time, with approximately 8 hours per month dedicated to trading.
Employment History
Current Registrations
Sb Advisory, LLC
San Blas Securities LLCBroker
San Blas Securities LLC
Previous Registrations
Hornor, Townsend & Kent, LLC
Hornor, Townsend & Kent, LLCBroker
Bankers Life Advisory Services, INC.
Bankers Life Securities, INC.Broker
Proequities, INC.Broker
Uvest Financial Services Group, INC.Broker
Allstate Financial Services, LLCBroker
Foresters Equity Services, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.