CH
CFA
CH
CFA

Cy Hess

22 Years of Experience
Broker

Cy Hess is a CFA-designated registered investment advisor at Cetera Investment Advisers LLC, based in West Hartford, CT, with 22 years of industry experience. Cy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

15 N Main St, Ste 101, West Hartford, CT, 06107

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Cy is the president of West Hartford Youth Baseball, board chair for Community Health Resources, an investment adviser representative for The Patriot Financial Group, and founding partner of Riverside Retirement Advisors, LLC. Cy also owns rental property in Fayston, VT.

Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2023 - Present · 3 yrs 2 mos
Cetera Financial Specialists LLCBroker
December 2022 - Present · 3 yrs 4 mos
The Patriot Financial Group, LLC
October 2018 - Present · 7 yrs 6 mos
Previous Registrations
Securities America, INC.Broker
October 2018 - December 2022 · 4 yrs 2 mos
MML Investors Services, LLC
June 2013 - October 2018 · 5 yrs 4 mos
MML Investors Services, LLCBroker
May 2013 - October 2018 · 5 yrs 5 mos
Prudential Investment Management Services LLCBroker
October 2010 - May 2013 · 2 yrs 7 mos
Hartford Equity Sales Company INC.Broker
April 2007 - September 2010 · 3 yrs 5 mos
UBS Financial Services INC.
June 2003 - May 2006 · 2 yrs 11 mos
UBS Financial Services INC.Broker
February 2003 - May 2006 · 3 yrs 3 mos
State Registrations10 states
CACTFLMAMEMIRITXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.