AH
AH

Allen Berle Herskowitz

22 Years of Experience
Broker
Areas of Practice
Financial Planning & CoachingRetirement PlanningInvestment ManagementEstate Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
394 advisors
Number of Clients
14,898 clients
Average Client Portfolio
$223K average
Assets Under Management
$3.3B

Fee Structure

Minimum Investment:$10K
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Location

Pound Ridge, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Allen is the president of Allen B. Hersowitz CPA PC since 1991, working as an accountant nearly full-time. He spends about 10-20% of his time on this activity during securities trading.

Employment History
Current Registrations
Money Concepts Advisory Service
May 2021 - Present · 4 yrs 9 mos
Money Concepts Capital CORPBroker
January 2004 - Present · 22 yrs 1 mo
Previous Registrations
Mony Securities CorporationBroker
December 2003 - December 2003 · 0 mos
Trusted Securities Advisors CORP.Broker
January 2003 - December 2003 · 11 mos
State Registrations13 states
AZCACOCTFLMANJNMNYPASCVAVT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.