Roberto Roman is a registered investment advisor at Gentrust, based in Tustin, CA, with 20 years of industry experience. Roberto operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 308 clients with $4.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
GenTrust provides investment management services for an annual fee, billed quarterly in advance. The fee is agreed upon individually with each client and can be a base fee, fixed fee, or a combination of base and performance fee. The annual base fee varies up to 1.50% depending on the amount of assets managed and the type of services rendered. Fees do not include brokerage commissions or transaction fees. GenTrust may charge a performance fee of up to 35% of net profits in certain accounts.
Location
Tustin, CA
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Regulatory History (1)
Customer Dispute
February 2009Other Business Activities
Roberto invests in pre-IPO and late-stage companies through Hartbeat Ventures since 2019. His role involves identifying and recommending opportunities in tech, consumer, and sports industries, co-investing with venture capital funds.
Employment History
Current Registrations
Gentrust
Legacy Pcg, LLC
Previous Registrations
Legacy Private Client Group, INC.
Morgan Stanley Smith Barney LLC
UBS Financial Services INC.
Wachovia Securities Financial Network, LLC
UBS Financial Services INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.