Carla Brooks is a registered investment advisor at Commerce Street Investment Management, based in Dallas, TX, with 23 years of industry experience. Carla operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 76 clients with $880M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commerce Street Investment Advisor (CSIA) provides investment management services to private funds, with management fees typically ranging from 1% to 2%, calculated and paid quarterly in advance. For fee-only investment management services for retirement plans, fees typically range from 0.10% to 1.0% and are negotiated with the plan sponsor. Similar services for Separately Managed Accounts (SMAs) are negotiated individually and may range from 0.10% to 2.0%. These fees are billed in arrears at the end of each calendar quarter.
Location
1445 Ross Avenue, Suite 2700, Dallas, TX, 75202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Carla participates in the FINRA Series 79 writing and review committee, dedicating a few hours per week. She receives travel expenses paid by the company for this activity.
Employment History
Current Registrations
Commerce Street Investment Management
Commerce Street Capital, LLCBroker
Previous Registrations
Samco Capital Markets, INC.Broker
Penson Financial Services, INC.Broker
Service Asset Management CompanyBroker
State Registrations1 state
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