TrueAdvisor
TrueAdvisor
AL
AL

Adam J Locascio

W&s Brokerage Services, INC.
22 Years of Experience
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningSocially Responsible InvestingTax Planning
W&s Brokerage Services, INC.
Compensation
Fee-Only (AUM)
Firm Size
82 advisors
Number of Clients
655 clients
Average Client Portfolio
$268K average
Assets Under Management
$175.8M

Fee Structure

Minimum Investment:$75K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.50%
$250K - $500K1.40%
$500K - $750K1.30%
$750K+1.10%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Minimum Annual Fee:$250

Location

3903 Northdale Blvd, Suite 290-E, Tampa, FL, 33624

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
April 1996
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Adam works as a full-time sales agent for Western Southern Life in Tampa, FL.

Employment History
Current Registrations
W&s Brokerage Services, INC.
September 2023 - Present · 2 yrs 5 mos
W&s Brokerage Services, INC.Broker
August 2023 - Present · 2 yrs 6 mos
Previous Registrations
Cetera Advisors LLC
September 2018 - August 2023 · 4 yrs 11 mos
Cetera Advisors LLCBroker
September 2018 - August 2023 · 4 yrs 11 mos
Waddell & Reed
January 2015 - September 2018 · 3 yrs 8 mos
Waddell & ReedBroker
January 2015 - September 2018 · 3 yrs 8 mos
VALIC Financial Advisors, INC.
October 2007 - September 2014 · 6 yrs 11 mos
VALIC Financial Advisors, INC.Broker
March 2005 - September 2014 · 9 yrs 6 mos
T. Rowe Price Investment Services, INC.Broker
June 2003 - February 2005 · 1 yr 8 mos
State Registrations8 states
ALFLGANCNJTNUTWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.