Robert Marshall is a registered investment advisor, based in La Jolla, CA, with 23 years of industry experience.
Location
4275 Executive Sq., 5th Floor, La Jolla, CA, 92037
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Robert works as a Senior Compliance Analyst for Brandes Investment Partners since 2011, performing marketing review, registration, and other compliance duties. This activity takes nearly full-time hours.
Employment History
Current Registrations
Foreside Fund Services, LLC
July 2024 - Present · 1 yr 9 mos
Foreside Fund Services, LLCBroker
July 2024 - Present · 1 yr 9 mos
Brandes Investment Partners, LP
December 2012 - Present · 13 yrs 4 mos
Previous Registrations
Alps Distributors, INC.Broker
September 2015 - July 2024 · 8 yrs 10 mos
Quasar Distributors, LLCBroker
October 2011 - August 2015 · 3 yrs 10 mos
Kcd Financial, INC.Broker
June 2010 - September 2011 · 1 yr 3 mos
Warner Beck IncorporatedBroker
March 2005 - June 2010 · 5 yrs 3 mos
Fiserv Investor Services, INC.Broker
February 2003 - April 2005 · 2 yrs 2 mos
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.