Michael Frederick Souza

22 Years of Experience

6 DisclosuresSells Insurance

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningCharitable GivingFinancial Planning & CoachingInsurance PlanningBusiness Owners

Koa Wealth Management, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

2 advisors

Number of Clients

161 clients

Average Client Portfolio

$1.4M average

Assets Under Management

$231.1M

Fee Structure

Location

Encinitas, CA

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History

Regulatory History (6)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

June 2013

Denied

Customer Dispute

June 2012

Settled

Customer Dispute

December 2008

Denied

Customer Dispute

May 2008

Settled

Customer Dispute

May 2008

Settled

Customer Dispute

March 2008

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Michael is the president of Tytan Wealth, Inc. and serves as managing member of KOA Wealth Management, LLC, dedicating minimal time to management. Michael is also an independent insurance agent, spending minimal time on insurance sales.