Michael Souza
Michael Souza is a registered investment advisor at Koa Wealth Management, LLC, based in Encinitas, CA, with 23 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, Insurance Planning, and 3 more. Their firm serves 160 clients with $250M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
The management fee for privately placed securities is the lower of either 0.75% or the base fee, as determined by the client's overall portfolio value. Fees may be negotiable for certain client holdings.
Fee Estimator
Location
Encinitas, CA
Get directionsHistory
Regulatory History (6)
Customer Dispute
June 2013Customer Dispute
June 2012Customer Dispute
December 2008Customer Dispute
May 2008Customer Dispute
May 2008Customer Dispute
March 2008Other Business ActivitiesSells Insurance
Michael is the president of Tytan Wealth, Inc. and serves as managing member of KOA Wealth Management, LLC, dedicating minimal time to management. Michael is also an independent insurance agent, spending minimal time on insurance sales.
Employment History
Current Registrations
Koa Wealth Management, LLC
Previous Registrations
M. S. Howells & CO.Broker
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.