Mitchel Needelman is a CFA-designated registered investment advisor at Spectrum Asset Management INC, based in Newport Beach, CA, with 20 years of industry experience. Mitchel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 318 clients with $640M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.60% |
| $10M+ | 0.40% |
Fees listed are for Equity & Balanced / Investment Consulting Services. 10% discount for eleemosynary accounts. Emerging Wealth Management (Mutual Fund/ETF Models) has a maximum fee of 1.65% for accounts below $750,000, then follows the same tiered schedule as Equity & Balanced. Spectrum may modify the minimum asset level and/or charge a different annual investment advisory fee based on certain criteria.
Fee Estimator
Location
1301 Dove Street, Suite 720, Newport Beach, CA, 92660-2453
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Spectrum Asset Management INC
Previous Registrations
Needelman Asset Management INC
Needelman Asset Management INC
State Registrations1 state
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