TrueAdvisor
TrueAdvisor
JW
JW

Jim M Wagner

Signal Securities, INC.
23 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Signal Securities, INC.
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
21 advisors
Number of Clients
1,090 clients
Average Client Portfolio
$550K average
Assets Under Management
$599.2M

Fee Structure

Minimum Investment:$25K

Location

2727 Lbj Freeway, Suite 900, Dallas, TX, 75234

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jim is the founder of Navicors Wealth Management, a DBA, since 2013. He dedicates about a quarter of his time to financial planning.

Employment History
Current Registrations
Signal Securities, INC.Broker
March 2013 - Present · 12 yrs 11 mos
Signal Securities, INC.
March 2013 - Present · 12 yrs 11 mos
Previous Registrations
First Financial Equity Corporation
November 2006 - March 2013 · 6 yrs 4 mos
First Financial Equity CorporationBroker
November 2006 - March 2013 · 6 yrs 4 mos
Morgan Stanley Dw INC.Broker
April 2004 - November 2006 · 2 yrs 7 mos
Morgan Stanley
April 2004 - November 2006 · 2 yrs 7 mos
Merrill Lynch Pierce Fenner & Smith INC.
February 2003 - April 2004 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2002 - April 2004 · 1 yr 4 mos
State Registrations2 states
TXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.