Phyllis Carlton is a CFP-designated registered investment advisor at Carlton Advisors, LLC, based in West Linn, OR, with 23 years of industry experience. Phyllis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 42 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Carlton Advisors provides investment advice but does not manage your investments directly. They can help you develop an asset allocation plan, rebalance your portfolio, and provide financial coaching. They also offer portfolio reviews for clients who invest with other firms or want a second opinion. These services are charged at an hourly rate of $300 or a fixed fee.
Location
West Linn, OR
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Carlton Advisors, LLC
Previous Registrations
Carlton Advisors, LLC
Carlton Advisors, LLC
Carlton Advisors, LLC
Cmc Advisers, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.