David Lim is a registered investment advisor, based in Singapore, with 23 years of industry experience.
Location
Singapore
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David is the owner of Tietax, LLC, a US tax preparation service, since 2010. This takes about 10-20% of his time.
Employment History
Current Registrations
Leo Brokerage, LLC
March 2025 - Present · 1 yr 1 mo
Leo Wealth, LLC
March 2025 - Present · 1 yr 1 mo
Leo Brokerage, LLCBroker
March 2025 - Present · 1 yr 1 mo
Previous Registrations
Expatriate Financial Strategies LLC
March 2025 - April 2025 · 1 mo
Ic Advisory Services, INC.
June 2009 - March 2025 · 15 yrs 9 mos
The Investment Center, INC.Broker
June 2009 - March 2025 · 15 yrs 9 mos
Waddell & Reed, INC.
November 2002 - June 2009 · 6 yrs 7 mos
Waddell & Reed, INC.Broker
November 2002 - June 2009 · 6 yrs 7 mos
State Registrations5 states
AZCAMANYTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.