DH
DH

Don Hardin

17 Years of Experience
6 Disclosures

Don Hardin is a registered investment advisor at Liberty One Investment Management, based in Libertyville, IL, with 17 years of industry experience. Don operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 23 clients with $2.4B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
16 advisors
Number of Clients
23 clients
Average Client Portfolio
$103.4M average
Assets Under Management
$2.4B

Fee Structure

Minimum Investment:$5M
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.65%

Fees are negotiable depending on factors such as the amount of assets under management, range of investments, and complexity of the client’s financial circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1509 N. Milwaukee Ave., Libertyville, IL, 60048

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 2009
Final
Customer Dispute
May 2009
Denied
Judgment / Lien
April 2009
Customer Dispute
February 2009
Denied
Customer Dispute
January 2009
Settled
Customer Dispute
April 2008
Settled
Other Business Activities

Don is an ice hockey referee and involved in mechanical patent licensing through Regentech, LLC. The patent licensing takes about 10-20% of Don's time.

Employment History
Current Registrations
Liberty One Investment Management
January 2020 - Present · 6 yrs 3 mos
Previous Registrations
Ftj Fundchoice, LLC
October 2016 - June 2019 · 2 yrs 8 mos
Harris Investor Services, INC.
August 2009 - January 2012 · 2 yrs 5 mos
BMO Harris Financial Advisors, INC.Broker
June 2009 - January 2012 · 2 yrs 7 mos
M&i Financial Advisors, INCBroker
December 2007 - June 2009 · 1 yr 6 mos
M&i Financial Advisors, INC.
December 2007 - June 2009 · 1 yr 6 mos
Chase Investment Services CORP.
July 2005 - December 2007 · 2 yrs 5 mos
Chase Investment Services CORP.Broker
July 2005 - December 2007 · 2 yrs 5 mos
Banc One Securities Corporation
March 2004 - July 2005 · 1 yr 4 mos
Banc One Securities CorporationBroker
March 2004 - July 2005 · 1 yr 4 mos
American Express Financial Advisors, INC.
January 2003 - March 2004 · 1 yr 2 mos
American Express Financial Advisors INC.Broker
December 2002 - March 2004 · 1 yr 3 mos
Ids Life Insurance CompanyBroker
December 2002 - March 2004 · 1 yr 3 mos
State Registrations1 state
AZ
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Don Hardin - Financial Advisor | TrueAdvisor