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Steven Sellers

17 Years of Experience
Sarasota, FL

Steven Sellers is a registered investment advisor at Ned Davis Research, INC., based in Sarasota, FL, with 17 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,577 clients with $2.2M in assets under management.

Compensation
Fixed/Hourly
Firm Size
17 advisors
IM Fee
Planning only
Assets Under Management
$2.2M

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

3665 Bee Ridge Road, Suite 306, Sarasota, FL, 34233

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ned Davis Research, INC.
September 2012 - Present · 13 yrs 7 mos
Previous Registrations
Pfic Advisors, INC.
April 2006 - April 2007 · 1 yr
UBS Financial Services INC.
November 2002 - July 2005 · 2 yrs 8 mos
State Registrations1 state
FL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Steven Sellers - Financial Advisor | TrueAdvisor