TrueAdvisor
TrueAdvisor
CP
CP

Cathy Lynn Poe

Level Four Advisory Services
21 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Level Four Advisory Services
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
145 advisors
Number of Clients
14,510 clients
Average Client Portfolio
$367K average
Assets Under Management
$5.3B

Fee Structure

Minimum Investment:$40K

Location

12400 Coit Road, Suite 700, Dallas, TX, 75251

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Level Four Advisory Services
August 2022 - Present · 3 yrs 6 mos
Level Four Financial, LLCBroker
August 2022 - Present · 3 yrs 6 mos
Previous Registrations
Mid-Atlantic Securities, INC.
February 2010 - October 2022 · 12 yrs 8 mos
Mid-Atlantic Securities, INC.Broker
February 2010 - October 2022 · 12 yrs 8 mos
Bb&t Investment Services, INC.
October 2007 - May 2009 · 1 yr 7 mos
Bb&t Investment Services, INC.Broker
September 2007 - May 2009 · 1 yr 8 mos
Raymond James Financial Services, INC.Broker
April 2003 - August 2007 · 4 yrs 4 mos
State Registrations1 state
VA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.