CO
CFP
CO
CFP

Carolyn Soohae Oh

21 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
156 advisors
Number of Clients
16,313 clients
Average Client Portfolio
$520K average
Assets Under Management
$8.5B

Fee Structure

Minimum Investment:$5K
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Location

725 Skippack Pike, Suite 200, Blue Bell, PA, 19422

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Carolyn operates her LPL business under the DBA JSO Partners and owns rental real estate. She is also an insurance agent selling life, health, disability, and long-term care insurance, and provides investment advisory services through Mariner Independent Advisor Network LLC, dedicating full-time hours to this activity.

Employment History
Current Registrations
Mariner Advisor Network
February 2023 - Present · 3 yrs
LPL Financial LLCBroker
February 2023 - Present · 3 yrs
Previous Registrations
Fsc Securities Corporation
September 2019 - February 2023 · 3 yrs 5 mos
Fsc Securities CorporationBroker
March 2018 - February 2023 · 4 yrs 11 mos
Goldman Sachs & CO. LLCBroker
July 2004 - March 2018 · 13 yrs 8 mos
Fsc Securities CorporationBroker
September 2002 - January 2003 · 4 mos
State Registrations26 states
AZCACOCTDEFLGAHIILINKYMDMEMIMNMONCNJNVNYOHORPATXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.