AB
CFP
AB
CFP

Aaron Brachman

23 Years of Experience
BrokerSells Insurance

Aaron Brachman is a CFP-designated registered investment advisor, based in Wahington, DC, with 23 years of industry experience.

Location

801 18th Street NW, Suite 1000, Wahington, DC, 20006

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Aaron is involved in several outside business activities, including serving on the advisory board for Ethos ESG, owning investment real estate, and installing insurance products for Steward Partners Global Advisory. He dedicates minimal time to most of these activities, with a few hours per week spent on Ethos ESG and installing insurance products.

Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 3 yrs 11 mos
Steward Partners Investment Solutions, LLC
May 2022 - Present · 3 yrs 11 mos
Steward Partners Investment Advisory, LLC
June 2016 - Present · 9 yrs 10 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
May 2016 - May 2022 · 6 yrs
RBC Capital Markets, LLCBroker
March 2009 - June 2016 · 7 yrs 3 mos
RBC Capital Markets, LLC
March 2009 - June 2016 · 7 yrs 3 mos
Ferris, Baker Watts, LLC
April 2003 - March 2009 · 5 yrs 11 mos
Ferris, Baker Watts, LLCBroker
September 2002 - March 2009 · 6 yrs 6 mos
State Registrations39 states
ARAZCACOCTDCDEFLGAHIILINKYMAMDMEMIMNMOMTNCNHNJNMNVNYOHOKORPARISCTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Aaron Brachman - Financial Advisor | TrueAdvisor