TrueAdvisor
TrueAdvisor
RW
RW

Ray Edward Walker

Signal Securities, INC.
49 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Signal Securities, INC.
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
21 advisors
Number of Clients
1,090 clients
Average Client Portfolio
$550K average
Assets Under Management
$599.2M

Fee Structure

Minimum Investment:$25K

Location

700 Throckmorton Street, Fort Worth, TX, 76102

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Signal Securities, INC.
September 1991 - Present · 34 yrs 5 mos
Signal Securities, INC.
September 1991 - Present · 34 yrs 5 mos
Signal Securities, INC.Broker
September 1991 - Present · 34 yrs 5 mos
Previous Registrations
Texas Securities, INC.Broker
November 1989 - September 1991 · 1 yr 10 mos
Vautrain Nelson Lefevre, Endsley and Durham, INC.Broker
August 1986 - November 1989 · 3 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
February 1984 - September 1984 · 7 mos
E. F. Hutton & Company INCBroker
April 1983 - March 1984 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - October 1982 · 4 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
June 1974 - September 1978 · 4 yrs 3 mos
State Registrations7 states
CACOMDMONMTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.