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Allison Judson Romm

Alliancebernstein L.P.
23 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Alliancebernstein L.P.
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
477 advisors
Number of Clients
26,445 clients
Average Client Portfolio
$26.8M average
Assets Under Management
$709.2B

Fee Structure

Minimum Investment:$1M

Location

800 Capitol Street, Suite 3550, Houston, TX, 77002

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Alliancebernstein L.P.
October 2005 - Present · 20 yrs 4 mos
Sanford C. Bernstein & CO., LLC
October 2005 - Present · 20 yrs 4 mos
Sanford C. Bernstein & CO., LLCBroker
October 2005 - Present · 20 yrs 4 mos
Previous Registrations
Vestor Capital Corporation
July 2003 - August 2005 · 2 yrs 1 mo
Vestor Capital Securities CorporationBroker
July 2003 - August 2005 · 2 yrs 1 mo
Terra Financial Planning Group LTD
October 2002 - July 2003 · 9 mos
Capital Brokerage CorporationBroker
September 2002 - July 2003 · 10 mos
State Registrations1 state
TX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.