TB
CFP
TB
CFP

Tracey Breaux

19 Years of Experience
Lafayette, LA

Tracey Breaux is a CFP-designated registered investment advisor at Ernst & Young Investment Advisers LLP, based in Lafayette, LA, with 19 years of industry experience. Tracey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 30 clients.

Compensation
Fixed/Hourly
Firm Size
118 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Lafayette, LA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ernst & Young Investment Advisers LLP
September 2022 - Present · 3 yrs 7 mos
Previous Registrations
Fruitful
September 2022 - September 2022 · 0 mos
Origin Financial
June 2021 - March 2022 · 9 mos
Charles Schwab & CO., INC.
May 2014 - April 2019 · 4 yrs 11 mos
Charles Schwab & CO., INC.Broker
October 2012 - April 2019 · 6 yrs 6 mos
USAA Financial Planning Services
September 2011 - October 2012 · 1 yr 1 mo
USAA Financial Advisors, INC.Broker
September 2011 - October 2012 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2009 - February 2011 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2009 - February 2011 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2004 - April 2009 · 5 yrs 1 mo
Merrill Lynch Pierce Fenner & Smith INC.
February 2003 - March 2004 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2002 - March 2004 · 1 yr 5 mos
State Registrations1 state
LA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.