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JB
JB

Joshua Betancourt

Quantum Capital Investments, INC.
17 Years of Experience
3 Disclosures
View SEC Summary
View SEC Summary

Joshua Betancourt is a registered investment advisor at Quantum Capital Investments, INC., based in Elmwood Park, IL, with 17 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 195 clients with $140M in assets under management.

Quantum Capital Investments, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
195 clients
Average Client Portfolio
$738K average
Assets Under Management
$144.0M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K+1.25%

Annual fee is negotiable based upon certain criteria.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Elmwood Park, IL

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2013
Final
Employment Separation After Allegations
February 2009
Customer Dispute
April 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Joshua has a Master's Degree in Accounting and provides accounting and tax planning services.

Employment History
Current Registrations
Quantum Capital Investments, INC.
July 2017 - Present · 8 yrs 9 mos
Previous Registrations
Best Direct Securities, LLCBroker
July 2012 - July 2012 · 0 mos
Quantum Capital Investments
March 2011 - October 2015 · 4 yrs 7 mos
VisionBroker
August 2010 - April 2011 · 8 mos
UBS Financial Services INC.
October 2007 - March 2009 · 1 yr 5 mos
UBS Financial Services INC.Broker
September 2007 - March 2009 · 1 yr 6 mos
Chase Investment Services CORP.Broker
July 2007 - September 2007 · 2 mos
Refco Securities, LLCBroker
May 2004 - November 2005 · 1 yr 6 mos
Worldco, L.L.C.Broker
January 2003 - April 2003 · 3 mos
State Registrations1 state
IL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.