John Mallozzi is a registered investment advisor at Bourgeon Capital Management LLC, based in Darien, CT, with 9 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 317 clients with $920M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.60% |
| $10M+ | 0.50% |
Fees are negotiable, particularly for accounts with a portfolio value above $25 million.
Fee Estimator
Location
320 Post Road, Suite 220, Darien, CT, 06820
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John is a limited partner in Edward Mallozzi LP since 1995, a member of Caroline Realty LLC since 1998, and a manager of Mallozzi Winhall Acres rental property since 2012, dedicating minimal time to each. He also serves on the board of governors for Horizons at New Canaan Country School, a not-for-profit organization, spending minimal time.
Employment History
Current Registrations
Bourgeon Capital Management LLC
Previous Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Deutsche Bank Securities INC.Broker
State Registrations1 state
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