AG
ChFC
AG
ChFC

Alexander Faris Giles

23 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
1299 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Minimum Investment:$5K
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Location

1441 Main Street, Suite 700, Columbia, SC, 29201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alexander owns Palmetto Hardwoods of Charlotte, LLC, which holds timberland, and is a property owner, each requiring minimal time. He also serves as an advisory board member for The Tommy and Victoria Baker School of Business at The Citadel, dedicating minimal time.

Employment History
Current Registrations
Janney Montgomery Scott LLC
July 2021 - Present · 4 yrs 7 mos
Janney Montgomery Scott LLCBroker
July 2021 - Present · 4 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2005 - August 2021 · 16 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
June 2005 - August 2021 · 16 yrs 2 mos
UBS Financial Services INC.
November 2002 - June 2005 · 2 yrs 7 mos
UBS Financial Services INC.Broker
September 2002 - June 2005 · 2 yrs 9 mos
State Registrations13 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.