John O'neill
John O'neill is a registered investment advisor at O'neill Financial Management, INC., based in Lake Forest, CA, with 16 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 139 clients with $76M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
O'Neill Financial Management offers two investment management services:
- Comprehensive Portfolio Management: Fees are charged through Independent Money Managers and will not exceed 1.60% annually, billed quarterly in advance.
- American Funds Service: The annual fee is 1.00%, billed quarterly in arrears.
Location
23201 Lake Center Drive, Suite 215, Lake Forest, CA, 92630
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
O'neill Financial Management, INC.
Previous Registrations
Independent Financial Group, LLCBroker
Genworth Financial Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.